Benjamin Edwards In The News
WealthManagement
In the latest filing in its suit against FINRA in federal court, the Utah-based brokerage firm disputed the regulator’s claims that a ruling against it could have a dire impact on investors.
wealthmanagement.com
Former rep Sidney Lebental is citing FINRA’s legal sparring match with Alpine Securities to halt disciplinary proceedings against him. Meanwhile, FINRA has responded to Alpine’s allegations.
WealthManagement.com
But the existential threat to the regulator remains unresolved.
Raw Story
A Nevada school district's decision to hire a Trump-loving attorney who is also a failed Republican gubernatorial candidate is proving to be very costly.