Benjamin Edwards In The News

K.S.N.V. T.V. News 3
The creative force behind six of Las Vegas’ most popular live shows on the strip filed for bankruptcy in Canada, Monday.
Yahoo!
Thus far, the U.S. federal government has shown no interest in requiring airline passengers to wear masks to prevent the spread of Covid-19. So many carriers, including American Airlines, United Airlines, and Delta Air Lines, are doing it for them, going so far as to threaten to put non-compliers on their “do-not-fly” lists.
Skift
Thus far, the U.S. federal government has shown no interest in requiring airline passengers to wear masks to prevent the spread of Covid-19. So many carriers, including American Airlines, United Airlines, and Delta Air Lines, are doing it for them, going so far as to threaten to put non-compliers on their “do-not-fly” lists.
RIA Intel
Advisors holding the Certified Financial Planner Board of Standards’ designation will be expected to turn over customer dispute documents at the request of the organization during its investigations. Advisors who don’t comply could have their designation revoked, according to the CFP Board’s new proposed procedural rules released Tuesday.
Wealth Management.com
Brokers across the country are worried about being able to fully be in compliance with the SEC’s Regulation Best Interest implementation date of June 30, according to the Financial Services Institute (FSI), an advocacy organization lobbying for broker/dealers.
Wealth Management.com
Like many others across the country, financial advisors and firms have raced to become accustomed to a new way of working. Many offices are now empty, with many firms working entirely with clients, and colleagues, remotely.
OnWallStreet
Advisors who set up accounts to ensure their clients’ heirs received money on a particular date might have found those plans undermined by their own broker-dealers.
AdvisorHub
Compliance supervisors at Merrill Lynch Wealth Management wrapped up a review this week that may send brokers scurrying to contact advisory account customers or risk having them moved to other parts of Bank of America.