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A Nevada investor’s recent victory against her former Wells Fargo broker highlights the efforts by some states to enact tougher investor protections.

Choosing a financial advisor has always been a confusing, high-stakes decision, and critics say a recent regulation designed to help consumers may actually have made it harder to know whom to trust.

The proposal by Eldorado Resorts Inc. to acquire Caesars Entertainment Corp. for $ 17.3 billion will not be closed until next year, subject to regulatory approvals, but analysts are already evaluating how sports betting operators will fare. the competition

Eldorado Resorts Inc.’s $17.3 billion proposal to acquire Caesars Entertainment Corp. won’t close until sometime next year, subject to regulatory approvals — but analysts are already assessing how two competing sportsbook operators will fare.

Nearly a decade after getting authority from Congress and a divided vote, the Securities and Exchange Commission (SEC) finalized new rules for financial advice.

Advisors could soon offer clients access to opportunity zone funds, a hot new investment.

An RIA — with a CEO who also served as chief compliance officer — failed to detect a co-founder’s seven-year-long alleged theft until he had taken $6 million from his firm, partly by overbilling clients, according to the SEC.

In 2017, Nevada codified the internal affairs doctrine by enacting NRS 78.012.